Compliance Manager - 1 Year Maternity Contract

Compliance Manager - 1 Year Maternity Contract

Posted 2 weeks ago by Morgan McKinley

Negotiable
Undetermined
Undetermined
London

<p>We are recruiting on behalf of a Boutique Real estate Asset manager based in London who is looking to bring in an experienced Compliance Manager for a 1 Year Maternity cover to work within their Compliance function. This is a great opportunity for an experienced Compliance professional who is confident with experience in UK FCA rules and a background in Compliance Monitoring.</p><p><strong>Key Responsibilities </strong></p><ul><li>Running &amp; overseeing Compliance Monitoring Program; Including Conflicts, Information Barriers, Market conduct &amp; breaches, and complaints</li><li>Managing the FCA's Regulatory filings including SMCR, AML etc</li><li>Reviewing &amp; revising policies and procedures</li><li>Responding to investor due diligence</li><li>Assess AML and sanctions risks on the companies investors</li></ul><p><strong>Key Experience Required </strong></p><ul><li>University Degree</li><li>Experienced with Compliance Monitoring </li><li>Strong understanding of the UK Regulatory FCA rules</li><li>Proven Compliance experience</li><li>Experienced working in Investment Management is desired</li></ul><p>Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.</p><p><strong>BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR <a title='TERMS OF SERVICE' href='https://www.morganmckinley.com/terms-service' target='_blank'>TERMS OF SERVICE</a> WHICH TOGETHER WITH OUR <a title='PRIVACY STATEMENT' href='https://www.morganmckinley.com/legal/privacy-policy' target='_blank'>PRIVACY STATEMENT</a> GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.</strong></p><p></p>

Morgan McKinley